Non-Solicitation Policy
Atherton Bane Financial Group and its affiliated entities operate as a closed private office, managing exclusively proprietary capital and assets for the family. Atherton Bane strictly adheres to a policy of non-solicitation.The firm does not seek, solicit, or accept unsolicited proposals, investment opportunities, or business engagements from the public.
Access to the firm is strictly limited to pre-arranged engagements facilitated through recognized intermediaries, strategic counterparties, or pre-established relationships. Any inquiries, proposals, or business opportunities submitted without formal introduction may not receive a response, and Atherton Bane reserves the sole right to decline communications without obligation for further correspondence.
This policy exists to preserve the firm’s privacy, operational integrity, and strategic focus. All investment activity, strategic partnerships, and asset allocations are conducted through designated channels under the firm’s exclusive discretion. Correspondence, whether general or specific, does not create any obligation for review, response, or engagement by the firm.
Further, Atherton Bane assumes no liability for any materials, proposals, or business opportunities submitted without prior introduction, and such materials will neither be reviewed nor returned. Any attempt to circumvent these protocols may result in permanent exclusion from consideration for future engagements.
For parties seeking to engage with Atherton Bane, introductions must originate from recognized intermediaries or counterparties with an existing relationship with the firm. Should an intermediary or counterparty facilitate an introduction, it remains their responsibility to validate and coordinate the introduction. The firm itself provides no assurances of response, access, or engagement regardless of submission.
This policy reflects the firm’s longstanding commitment to discretion, privacy, and operational focus — ensuring that all engagements are deliberate, aligned, and value-driven.
Referral Process Statement
Atherton Bane Financial Group and its affiliated offices operate strictly through introductions facilitated by recognized intermediaries or existing relationships. Access to the firm, whether for business matters, investment opportunities, or strategic engagements, is contingent upon such referrals.
A recognized intermediary may include trusted advisors, fiduciaries, institutional counterparties, long-standing strategic partners, and other third-party facilitators known to the firm.
The nature of such relationships is discretionary, and the firm does not offer clarification regarding eligibility or recognition criteria.
Parties seeking to engage with Atherton Bane should do so exclusively through their existing professional networks or recognized introducers. Prospective inquiries originating outside these established channels are unlikely to receive a response.
If referred, please identify the individual or firm facilitating your introduction. The firm will evaluate the nature of the referral and respond at its discretion.